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Nationwide Life and Annuity Insurance <br /> Company Vice President-COO, Investment Management Group 1/6/2010 Current <br /> Nationwide Life and Annuity Insurance <br /> Company Vice President-Mutual Fund Administration 1/28/2008 1/6/2010 <br /> Nationwide Life Insurance Company Vice President-COO, Investment Management Group 1/6/2010 Current <br /> Nationwide Life Insurance Company Vice President-Mutual Fund Administration 1/28/2008 1/6/2010 <br /> Nationwide Mutual Funds Executive Vice President 12/2/2009 Current <br /> Nationwide Mutual Funds President and Chief Executive Officer-Principal 1/25/2008 12/2/2009 <br /> Nationwide SA Capital Trust Executive Vice President and Chief Operating Officer 8/1/2008 Current <br /> Nationwide SA Capital Trust President 1/31/2008 8/1/2008 <br /> Nationwide SA Capital Trust Executive Vice President 6/29/2007 1/31/2008 <br /> _Nationwide Variable Insurance Trust Executive Vice President 12/2/2009 Current <br /> Nationwide Variable Insurance Trust President and Chief Executive Officer-Principal 1/25/2008 12/2/2009 <br /> Newhouse Capital Partners II, LLC Manager 6/12/2009 Current <br /> Newhouse Capital Partners, LLC Manager and Managing Director 6/12/2009 Current <br /> NWD Asset Management Holdings, Inc. Director 3/8/2008 Current <br /> NWD Asset Management Holdings, Inc. Vice President and Chief Operating Officer 4/23/2010 Current <br /> NWD Asset Management Holdings, Inc. Executive Vice President and Chief Operating Officer 8/1/2008 4/23/2010 <br /> NWD Asset Management Holdings, Inc. President and Chief Operating Officer 3/8/2008 8/1/2008 <br /> NWD Asset Management Holdings, Inc. Senior Vice President and Chief Operating Officer 7/24/2007 3/8/2008 <br /> NWD Investment Management, Inc. President 1/31/2008 Current <br /> NWD Investment Management, Inc. Senior Vice President 7/24/2007 1/31/2008 <br /> NWD Management&Research Trust Director 1/31/2008 Current <br /> NWD Management&Research Trust Vice President and Chief Operating Officer 4/23/2010 Current <br /> NWD Management& Research Trust Executive Vice President and Chief Operating Officer 8/1/2008 4/23/2010 <br /> NWD Management& Research Trust President 1/31/2008 8/1/2008 <br /> NWD Management& Research Trust Senior Vice President 6/29/2007 1/31/2008 <br /> Riverview International Group, Inc. Director 1/31/2008 Current <br /> Nationwide Direct Investments Executive Vice President 2006 2007 <br /> Item 3 Disciplinary Information <br /> Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary <br /> events that would be material to your evaluation of NIA supervised persons who formulate investment advice <br /> for NIA's investment advisory programs ("NIA Advisory Programs"). No information is applicable to this item <br /> for Mr. Grugeon. <br /> Item 4 Other Business Activities <br /> 3 <br />