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R2014-124 PRO-ACCOUNT PLAN SPONSOR AGREEMENT
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R2014-124 PRO-ACCOUNT PLAN SPONSOR AGREEMENT
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7/24/2015 9:23:55 AM
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7/24/2015 9:23:51 AM
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Resolution/Ordinance
Res Ord Num
R2014-124
Res Ord Title
APPROVING PRO-ACCOUNT PLAN SPONSOR AGREEMENT WITH NATIONWIDE INVESTMENT ADVISORS, LLC
Approved Date
10/6/2014
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Item 6 Supervision <br /> Michael S. Spangler, President of NIA and Chairman of NIA's Investment Committee, whose phone number is <br /> 610-230-2840, is responsible for supervising Mr. Grugeon's advisory activities on behalf of NIA, which are <br /> limited to his participation on the Investment Committee. The Investment Committee is responsible for <br /> reviewing and approving all investment advice formulated by NIA, as well as monitoring the services of NIA's <br /> advisory service providers: the IFE for Nationwide ProAccount,the Portfolio Strategist for the Advice Program, <br /> and sub-advisers for the Large Cap Growth Portfolio. Mr. Grugeon's involvement in the formulation of <br /> investment advice on behalf of NIA is limited to his participation on the Investment Committee. Mr. Grugeon <br /> does not have individual discretionary authority over client accounts or participate in the delivery of <br /> investment advice to clients. <br /> 5 <br />
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