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Item 3 Table of Contents <br /> Item 1 — Cover Page 1 <br /> Item 2— Material Changes 2 <br /> Item 3— Table of Contents 3 <br /> Item 4— Advisory Business 4 <br /> Item 5 — Fees and Compensation 7 <br /> Item 6— Performance-Based Fees and Side-By-Side Management 11 <br /> Item 7— Types of Clients 12 <br /> Item 8— Methods of Analysis, Investment Strategies and Risk of Loss 12 <br /> Item 9— Disciplinary Information 13 <br /> Item 10— Other Financial Industry Activities and Affiliations 13 <br /> Item 11— Code of Ethics 15 <br /> Item 12— Brokerage Practices 17 <br /> Item 13— Review of Accounts 17 <br /> Item 14— Client Referrals and Other Compensation 18 <br /> Item 15 — Custody 19 <br /> Item 16— Investment Discretion 20 <br /> Item 17— Voting Client Securities 21 <br /> Item 18— Financial Information 22 <br /> 3 <br />